DD
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Deborah Doss

26 Years of Experience
Leawood, KS
Broker

Deborah Doss is a registered investment advisor at Raymond James & Associates, INC., based in Leawood, KS, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

11551 Ash Street, Suite 250, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
July 2020 - Present · 5 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
July 2009 - August 2020 · 11 yrs 1 mo
UBS Financial Services INC.Broker
April 2009 - August 2020 · 11 yrs 4 mos
Wachovia Securities, LLCBroker
December 2000 - April 2009 · 8 yrs 4 mos
George K. Baum & CompanyBroker
January 2000 - December 2000 · 11 mos
State Registrations2 states
KSMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.