James Gallagher
James Gallagher is a registered investment advisor at Charles Schwab & CO., INC., based in Coral Gables, FL, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
110 Merrick Way, Suite 1, Coral Gables, FL, 33134-5236
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
James owns rental property in Palm Coast, FL, since 2020, spending about 10-20% of his time on it. He is also a partial owner of KSJP Holdings LLC, which owns a condo that will be rented, spending about 10-20% of his time on this activity as well.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
State Registrations49 states
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