MV
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Mark Vergenes
29 Years of Experience
Lancaster, PA
1 DisclosureBrokerSells Insurance
Mark Vergenes is a registered investment advisor at Cetera Investment Advisers LLC, based in Lancaster, PA, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
8 N Queen St, Mezzanine, Lancaster, PA, 17603
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2009Closed-No Action
Other Business ActivitiesSells Insurance
Mark sells fixed life insurance, annuities, and long-term care products with various companies. He also owns Mirus Financial Partners, where he spends about a quarter of his time providing financial planning and investment advice.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 2006 - Present · 19 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2006 - June 2023 · 16 yrs 11 mos
Ehd Advisory Services, INC.
June 2004 - February 2009 · 4 yrs 8 mos
Mutual Service CorporationBroker
March 2004 - June 2006 · 2 yrs 3 mos
Financial Network Investment CorporationBroker
September 2002 - March 2004 · 1 yr 6 mos
Signator Investors, INC.Broker
June 1996 - September 2002 · 6 yrs 3 mos
John Hancock Mutual Life Insurance CompanyBroker
June 1996 - May 1997 · 11 mos
State Registrations20 states
CACODEFLGAINKSKYMDMINCNDNJNYOHPASCTXVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.