Frederick Waller is a CFP-designated registered investment advisor, based in Lancaster, PA, with 23 years of industry experience.
Location
2938 Columbia Ave, Unit 1101, Lancaster, PA, 17603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederick is affiliated with Avantax Insurance Agency, Waller Tax and Financial Services (tax preparation/bookkeeping, taking nearly full-time), and Waller Insurance Agency (insurance agent, spending about 10-20% of his time). He also serves on the board of directors and as treasurer for Bright Side Opportunities Center, a non-profit organization, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
H.D. Vest Investment ServicesBroker
State Registrations5 states
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