Timothy Sumner
Timothy Sumner is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New London, NH, with 22 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
276 Newport Road, Suite 104, New London, NH, 03257
Get directionsHistory
Regulatory History (1)
Judgment / Lien
January 2023Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.Broker
Lloyds SecuritiesBroker
Btig, LLCBroker
Piper Jaffray & CO.Broker
R. Seelaus & Co.,inc.Broker
Barclays Capital INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.