Arthur Littlefield
Arthur Littlefield is a registered investment advisor at LPL Financial LLC, based in Naperville, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Naperville, IL
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Regulatory History (3)
Customer Dispute
July 2022Customer Dispute
March 2022Criminal
February 2022Other Business ActivitiesSells Insurance
Arthur is affiliated with Academy Financial, selling non-variable insurance and operating as a DBA for his LPL business. He spends minimal time (3 hours per month) on the insurance-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
Cigna Financial Advisors,inc.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.