ES
ES

Edward Snoble

22 Years of Experience
Naperville, IL
1 DisclosureBrokerSells Insurance

Edward Snoble is a registered investment advisor at LPL Financial LLC, based in Naperville, IL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

503 North Washington Street, Naperville, IL, 60563

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014
Settled
Other Business ActivitiesSells Insurance

Edward operates under a DBA for LPL Business and has a financial institution duty with BMO Bank NA, dedicating full-time hours. He also receives vested insurance renewals from a previous insurance business with Northwestern Mutual.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 6 mos
LPL Financial LLC
March 2021 - Present · 5 yrs 6 mos
Previous Registrations
BMO Harris Financial Advisors, INC
May 2019 - March 2021 · 1 yr 10 mos
BMO Harris Financial Advisors, INC.Broker
May 2019 - March 2021 · 1 yr 10 mos
BMO Harris Financial Advisors, INC
August 2014 - January 2018 · 3 yrs 5 mos
BMO Harris Financial Advisors, INC.Broker
July 2014 - January 2018 · 3 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
December 2001 - August 2014 · 12 yrs 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.