MC
ChFC
MC
ChFC

Michael Collins

27 Years of Experience
Lansdale, PA
1 DisclosureBroker

Michael Collins is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Lansdale, PA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Lansdale, PA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006
Denied
Employment History
Current Registrations
LPL Financial LLC
November 2022 - Present · 3 yrs 6 mos
LPL Financial LLC
November 2022 - Present · 3 yrs 6 mos
LPL Financial LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Capital Analysts
April 2014 - November 2022 · 8 yrs 7 mos
Lincoln Investment
April 2011 - November 2022 · 11 yrs 7 mos
Lincoln InvestmentBroker
January 2006 - November 2022 · 16 yrs 10 mos
Cco Investment Services CORP.
July 2004 - December 2005 · 1 yr 5 mos
Cco Investment Services CORP.Broker
July 2004 - December 2005 · 1 yr 5 mos
Directed Services, INC.Broker
September 2001 - May 2004 · 2 yrs 8 mos
Morgan Stanley Dw INC.Broker
March 2001 - September 2001 · 6 mos
First Union Securities, INC.Broker
October 2000 - March 2001 · 5 mos
Summit Financial Services Group, INC.Broker
February 2000 - September 2000 · 7 mos
Sei Investments Distribution CO.Broker
January 1999 - February 2000 · 1 yr 1 mo
Sei Financial Services CompanyBroker
December 1996 - March 1997 · 3 mos
State Registrations12 states
CADEFLNCNJNVORPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Collins - Financial Advisor | TrueAdvisor