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CFP

William Sullivan

Private Advisor Group, LLC
15 Years of Experience
Lansdale, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

William Sullivan is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Lansdale, PA, with 15 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1110 N. Broad Street, Lansdale, PA, 19446

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

William operates under the DBAs Comprehensive Financial Professionals, Inc. and Comprehensive Advisors, LLC, providing administrative support to Private Advisor Group. William also works as a sales assistant for Crump Life Insurance Services, selling non-variable insurance, but dedicates minimal time to this activity.

Employment History
Current Registrations
Private Advisor Group, LLC
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Osaic Wealth, INC.
November 2018 - November 2023 · 5 yrs
Osaic Wealth, INC.Broker
November 2018 - November 2023 · 5 yrs
Signator Investors, INC.Broker
May 2017 - November 2018 · 1 yr 6 mos
Signator Investors, INC.
May 2017 - November 2018 · 1 yr 6 mos
PNC Investments
January 2014 - November 2016 · 2 yrs 10 mos
PNC InvestmentsBroker
January 2014 - November 2016 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - December 2013 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - December 2013 · 2 yrs 2 mos
Morgan Stanley Smith Barney LLC
January 2011 - August 2011 · 7 mos
Morgan Stanley Smith BarneyBroker
November 2010 - August 2011 · 9 mos
State Registrations6 states
AZCTFLGANJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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