John Rafferty is a registered investment advisor, based in Carmel, IN, with 29 years of industry experience.
Location
9765 Randall Drive, Suite A, Carmel, IN, 46280
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John owns Solomon Financial dba Rafferty Financial dba Priority Insurance and Investment Services, where he sells life, health, property, casualty insurance, and fixed annuities, dedicating a few hours per week. He also works as a content writer, publishing articles about raising kids with special needs, spending minimal time on this activity.
Employment History
Current Registrations
Corecap Investments, LLCBroker
Corecap Advisors
Previous Registrations
The O.N. Equity Sales CompanyBroker
On Investment Management CO
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Esi Financial Advisors
Equity Services, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.