Christopher Breault
Christopher Breault is a registered investment advisor at LPL Financial LLC, based in San Francisco, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2400 Irving St, San Francisco, CA, 94122
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2006Other Business Activities
Christopher operates The Police Wealth Management Services as a DBA for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Bancwest Investment Services, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Investacorp, INC.Broker
Chase Investment Services CORP.Broker
Navillus Securities, INC.Broker
Foresters Equity Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.