Graham Green
Graham Green is a registered investment advisor at LPL Financial LLC, based in San Francisco, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
48 Gold St # 3, 3rd Floor, San Francisco, CA, 94133
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2018Employment Separation After Allegations
April 2010Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Graham sells health insurance, dedicating about 10% of his time to this activity. He also owns several real estate rental properties and acts as a trustee for his company's profit sharing plan, dedicating minimal time to each of these activities. Graham also dedicates a significant amount of time to Jackson Square Financial and related insurance agencies, selling and servicing group benefits and individual life, LTC, LTD and health insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.