Pawel Szott is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8180 Rafael Rivera Way Ste 305, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2005Customer Dispute
July 2002Customer Dispute
July 2002Other Business Activities
Pawel holds a real estate license with Simply Vegas and engages in real estate rental activities, dedicating minimal time. He also works for Uber and manages Collective Advisors LLC, a real estate rental business, dedicating about a quarter of his time to Uber and minimal time to Collective Advisors. Finally, Pawel is involved with S&A Wealth Management as a DBA for LPL business, dedicating nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Metlife Securities INC.Broker
Metlife Securities INC.
New England Securities Corporation
New England SecuritiesBroker
Wedbush Securities INC.
Wedbush Securities INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
U.S. Bancorp SecuritiesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.