David O'brien
David O'brien is a CFP-designated registered investment advisor at Asset Strategy Advisors, LLC, based in Wayland, MA, with 25 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 504 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.50% |
| $2.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees, account minimums, and payment terms are negotiable. The annualized fee can also be charged as a flat fee negotiated with the client.
Fee Estimator
Location
14 West Plain St., Suite 201, Wayland, MA, 01778-4470
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates under two DBAs: Asset Strategy Advisors and Asset Strategy Financial Group, both started in August 2019. These DBAs cover his securities, insurance, and investment advisory activities, taking up a full-time commitment during trading hours.
Employment History
Current Registrations
Asset Strategy Advisors, LLC
Concorde Investment Services, LLCBroker
Concorde Investment Services, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Wells Fargo Funds Distributor, LLCBroker
Wells Fargo Funds Management, LLC
Foxhall Capital Management, INC.
Wells Fargo Advisors, LLCBroker
Pacific Cornerstone Capital IncorporatedBroker
Evergreen Investment Services, INC.Broker
Conseco Equity Sales, INC.Broker
Pioneer Funds Distributor, INC.Broker
Nylife Securities INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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