Harlan Malter is a registered investment advisor at Saposh & Malter, INC., based in Aliso Viejo, CA, with 7 years of industry experience. Harlan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 19 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Certain legacy accounts may be subject to a different fee schedule. In limited cases smaller accounts may be accepted but may be subject to a higher fee schedule but never to exceed 3% of total assets under management per annum. Saposh & Malter may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where Saposh & Malter deems it appropriate under the circumstances.
Fee Estimator
Location
15 Vantis Drive, Aliso Viejo, CA, 92656
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Saposh & Malter, INC.
State Registrations1 state
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