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Brett Shofner

Osaic Advisory Services, LLC
27 Years of Experience
Delray Beach, FL
1 DisclosureBroker
View SEC Summary
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Brett Shofner is a registered investment advisor at Osaic Advisory Services, LLC, based in Delray Beach, FL, with 27 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.

Osaic Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
350 advisors
Number of Clients
29,898 clients
Average Client Portfolio
$518K average
Assets Under Management
$15.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1045 East Atlantic Avenue, Suite 307, Delray Beach, FL, 33483

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History

Regulatory History (1)
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Criminal
July 1991
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brett owns Work Plan Retire, an entity used to pay business expenses, dedicating minimal time. He also helps 401k participants with financial planning through Seabreeze Wealth Management, spending a few hours per week.

Employment History
Current Registrations
Osaic Advisory Services, LLC
October 2024 - Present · 2 yrs
Osaic Wealth, INC.Broker
October 2024 - Present · 2 yrs
Previous Registrations
Osaic Wealth, INC.
October 2024 - October 2024 · 0 mos
American Portfolios Advisors, INC
February 2010 - October 2024 · 14 yrs 8 mos
American Portfolios Financial Services, INC.Broker
December 2002 - October 2024 · 21 yrs 10 mos
Ivy Mackenzie Distributors, INC.Broker
August 2000 - January 2002 · 1 yr 5 mos
First Colonial Securities Group, INC.Broker
February 1998 - November 1998 · 9 mos
Nichols, Safina, Lerner & CO. INC.Broker
January 1998 - January 1998 · 0 mos
Thomas Green Securities, INC.Broker
July 1997 - December 1997 · 5 mos
Barber & Bronson IncorporatedBroker
August 1996 - July 1997 · 11 mos
Fuller Apartment Homes Securities, INC.Broker
April 1996 - May 1996 · 1 mo
State Registrations17 states
AZCACOCTFLGAILINNCNJNYPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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