Jason Kleis is a registered investment advisor at RBC Capital Markets, LLC, based in Dakota Dunes, SD, with 29 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
200 Gold Circle, Suite 100, Dakota Dunes, SD, 57049
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jason coaches basketball for Dakota Valley School District, dedicating a few hours per week. He also passively owns several businesses including JA-CON Holdings (real estate), Stone Bru (coffee/sandwich shop), Fox Run Investors (apartment complex), and DVHoops Holdings (vacation home).
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Salomon Smith Barney INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.