David Oscar is a registered investment advisor at Morgan Stanley, based in Berwyn, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
899 Cassatt Road, Suite 100, Berwyn, PA, 19312
Get directionsHistory
Regulatory History (6)
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Customer Dispute
May 2009Settled
Customer Dispute
April 2009Denied
Customer Dispute
March 2009Denied
Customer Dispute
September 2008Settled
Customer Dispute
October 2002Denied
Customer Dispute
June 2002Denied
Other Business Activities
David is a board member of the Rotary Club of King of Prussia, a charity supporting local non-profit organizations. He dedicates minimal time to this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
December 2010 - Present · 15 yrs 7 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 1997 - April 2007 · 9 yrs 9 mos
Wheat, First Securities, INC.Broker
July 1996 - July 1997 · 1 yr
State Registrations33 states
AKAZCACOCTDCDEFLGAIDILKSMAMDMEMIMOMTNCNENHNJNYOHORPARISCTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.