Joseph Shiman
Joseph Shiman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in West Hartford, CT, with 29 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
18 N Main St Ste 3G, West Hartford, CT, 06107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph sells fixed insurance products, including life, health, disability, annuities, long-term care, and accident insurance, dedicating nearly full-time hours to this activity. He is also an owner and advisor at Shiman Partners LLC, a financial services firm, also dedicating nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
State Registrations24 states
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