CH
CFA
CH
CFA

Cy Thomas Hess

21 Years of Experience
Broker
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K
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Location

1034 Farmington Ave, Floor 3, West Hartford, CT, 06107

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cy is the president of West Hartford Youth Baseball, board chair for Community Health Resources, an investment adviser representative for The Patriot Financial Group, and founding partner of Riverside Retirement Advisors, LLC. Cy also owns rental property in Fayston, VT.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2023 - Present · 3 yrs
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 2 mos
The Patriot Financial Group, LLC
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Securities America, INC.Broker
October 2018 - December 2022 · 4 yrs 2 mos
MML Investors Services, LLC
June 2013 - October 2018 · 5 yrs 4 mos
MML Investors Services, LLCBroker
May 2013 - October 2018 · 5 yrs 5 mos
Prudential Investment Management Services LLCBroker
October 2010 - May 2013 · 2 yrs 7 mos
Hartford Equity Sales Company INC.Broker
April 2007 - September 2010 · 3 yrs 5 mos
UBS Financial Services INC.
June 2003 - May 2006 · 2 yrs 11 mos
UBS Financial Services INC.Broker
February 2003 - May 2006 · 3 yrs 3 mos
State Registrations10 states
CACTFLMAMEMIRITXUTVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Cy Thomas Hess - Financial Advisor | TrueAdvisor