Cy Hess is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in West Hartford, CT, with 22 years of industry experience. Cy is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
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Assets Under Management
Location
15 N Main St, Ste 101, West Hartford, CT, 06107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Cy is the president of West Hartford Youth Baseball, board chair for Community Health Resources, an investment adviser representative for The Patriot Financial Group, and founding partner of Riverside Retirement Advisors, LLC. Cy also owns rental property in Fayston, VT.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
The Patriot Financial Group, LLC
Previous Registrations
Securities America, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Prudential Investment Management Services LLCBroker
Hartford Equity Sales Company INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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