Leslie Stephen
Leslie Stephen is a registered investment advisor at Cetera Investment Advisers LLC, based in Gilbert, AZ, with 16 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
313 N Gilbert Rd, Suite 200, Gilbert, AZ, 85234
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leslie is involved with Rayhons Financial Solutions, LLC, and works as an independent insurance agent, both since 2017. These activities involve the sale of insurance and securities products and fixed insurance products, respectively, taking up nearly all of Leslie's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
PFS Investments INC.Broker
State Registrations16 states
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