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Stuart Knobel

53 Years of Experience
Anderson, SC
3 DisclosuresBroker

Stuart Knobel is a registered investment advisor at Capitol Securities Management, INC., based in Anderson, SC, with 53 years of industry experience. Stuart is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,970 clients with $2.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
3,970 clients
Average Client Portfolio
$545K average
Assets Under Management
$2.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum advisory fee is 2.0% per year. Fees are negotiable based on account complexity, asset size, and portfolio style.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

114 East Benson, Anderson, SC, 29624

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2014
Settled
Customer Dispute
August 2001
Settled
Customer Dispute
June 1991
Settled
Other Business Activities

Stuart operates under the name Knobel Investments. This activity is investment-related.

Employment History
Current Registrations
Capitol Securities Management, INC.
January 2019 - Present · 7 yrs 9 mos
Capitol Securities Management, INC.Broker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
March 2009 - January 2019 · 9 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2009 - January 2019 · 9 yrs 11 mos
Scott & Stringfellow, LLC
May 2003 - March 2009 · 5 yrs 10 mos
Scott & Stringfellow, LLCBroker
March 2001 - March 2009 · 8 yrs
Edgar M. Norris & CO., INC.Broker
September 1982 - March 2001 · 18 yrs 6 mos
Interstate Securities CorporationBroker
January 1978 - May 1982 · 4 yrs 4 mos
Klugh & Company, INC.Broker
December 1972 - April 1978 · 5 yrs 4 mos
State Registrations5 states
FLGANCOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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