Tony Hsu
Tony Hsu is a registered investment advisor at Alethea Capital Management, LLC, based in Rancho Santa Fe, CA, with 24 years of industry experience. Tony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 44 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alethea Capital Management's investment management fee is a percentage of the value of your investments, ranging from 0.50% to 2.00% per year. The exact percentage depends on the amount of assets managed and the services provided. The fee is charged quarterly, in advance. Clients may also be charged a performance-based fee of up to 20% of the account's net performance, subject to reaching an agreed-upon hurdle rate and a perpetual high-water mark.
Location
18029 Calle Ambiente, Suite 509, Rancho Santa Fe, CA, 92067
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2009Employment Separation After Allegations
June 2009Employment History
Current Registrations
Alethea Capital Management, LLC
Previous Registrations
Oppenheimer & CO. INC.
UBS Financial Services INC.
Deutsche Bank Securities INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.