Kathryn Palao
Kathryn Palao is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Briarcliff Manor, NY, with 19 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1249 Pleasantville Rd, Briarcliff Manor, NY, 10510
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathryn is an independent insurance agent for Hudson Financial Services, Inc., selling life, accident, health, and long-term care insurance, dedicating a few hours per week. She also works as a tax preparer and supervisor, is a board member of the Briarcliff Manor Chamber of Commerce, is a registered representative for Hudson Financial Services, Inc., and is the President/CEO of Hudson Tax Services LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.Broker
Citigroup Global Markets INC.Broker
State Registrations22 states
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