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Aaron Gallardo

Charles Schwab & CO., INC.
27 Years of Experience
Woodland Hills, CA
1 DisclosureBroker
View SEC Summary
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Aaron Gallardo is a registered investment advisor at Charles Schwab & CO., INC., based in Woodland Hills, CA, with 27 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8343 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Woodland Hills, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
December 2025 - Present · 10 mos
Charles Schwab & CO., INC.
December 2025 - Present · 10 mos
Charles Schwab & CO., INC.Broker
December 2025 - Present · 10 mos
Previous Registrations
RBC Capital Markets, LLCBroker
April 2012 - April 2025 · 13 yrs
RBC Capital Markets, LLC
April 2012 - April 2025 · 13 yrs
Blackrock Fund Distribution CompanyBroker
November 2009 - December 2011 · 2 yrs 1 mo
Blackrock Fund Advisors
August 2008 - December 2011 · 3 yrs 4 mos
Barclays Global Investors ServicesBroker
August 2008 - December 2009 · 1 yr 4 mos
Charles Schwab & CO., INC.
May 2005 - June 2008 · 3 yrs 1 mo
Charles Schwab & CO., INC.Broker
November 1997 - June 2008 · 10 yrs 7 mos
State Registrations15 states
AKAZCACOFLHIIDMNMTNMNVORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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