RI
RI

Richard Ibarra

30 Years of Experience
Frisco, TX
2 DisclosuresBroker

Richard Ibarra is a registered investment advisor at Wells Fargo Advisors, based in Frisco, TX, with 30 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

17 Cowboys Way Ste 500, Frisco, TX, 75034

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Denied
Customer Dispute
August 2000
Closed-No Action
Other Business Activities

Richard is the president and founder of the Richardson Mustang Wrestling Club, where he coaches wrestling and recruits kids. He dedicates a few hours per week to this non-investment related activity.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Wells Fargo Advisors
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLC
July 2016 - August 2023 · 7 yrs 1 mo
Ameriprise Financial Services, LLCBroker
June 2016 - August 2023 · 7 yrs 2 mos
Ameriprise Financial Services, INC.
June 2016 - June 2016 · 0 mos
Metlife Securities INC.
May 2003 - June 2016 · 13 yrs 1 mo
Metlife Securities, INCBroker
April 2003 - June 2016 · 13 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
April 2003 - July 2007 · 4 yrs 3 mos
Park South Securities, LLCBroker
July 2002 - February 2003 · 7 mos
Sws Financial ServicesBroker
February 2001 - June 2002 · 1 yr 4 mos
Auerbach, Pollak & Richardson INC.Broker
December 2000 - February 2001 · 2 mos
American Fronteer Financial CorporationBroker
July 2000 - December 2000 · 5 mos
Institutional Equity CorporationBroker
August 1999 - July 2000 · 11 mos
Southwest Securities, INC.Broker
January 1997 - August 1999 · 2 yrs 7 mos
Lloyd Wade Securities INC.Broker
January 1997 - January 1997 · 0 mos
Lloyd Wade Securities INC.Broker
May 1996 - December 1996 · 7 mos
State Registrations20 states
ARAZCACOFLGAILINKSKYLAMEMOMSNCNEOKRITNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors