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John Sundstedt is a registered investment advisor at Morgan Stanley, based in Carlsbad, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5796 Armada Drive, Suite 200, Carlsbad, CA, 92008
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2001Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
August 2007 - June 2009 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
August 2007 - June 2009 · 1 yr 10 mos
UBS Financial Services INC.
July 1997 - September 2007 · 10 yrs 2 mos
UBS Financial Services INC.Broker
January 1997 - September 2007 · 10 yrs 8 mos
Olde Discount CorporationBroker
April 1996 - January 1997 · 9 mos
State Registrations27 states
AZCACODEFLGAILMAMEMIMTNCNENJNVNYOHOKORPASDTNTXVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.