Eric Pomerantz
Eric Pomerantz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Austin, TX, with 20 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
11675 Jollyville Rd, Ste 200, Austin, TX, 78759-3939
Get directionsHistory
Regulatory History (2)
Judgment / Lien
February 2012Judgment / Lien
February 2011Other Business Activities
Eric is a board member at Pomerantz since 2018, dedicating minimal time. He also works at Pathsage LLC since 2020, spending about 3/8 of his time there.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Investment Professionals, INC.
Investment Professionals, INC.Broker
Investment Professionals, INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Riverstone Wealth Management, INC.Broker
Riverstone Wealth Management
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Maxim Group LLCBroker
Brokerageamerica, LLCBroker
Hold Brothers On-Line Investment Services L.L.C.Broker
Lynch, Jones & Ryan, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.