CM
CM
Christopher Mcdowall
28 Years of Experience
San Juan, PR
7 Disclosures
Christopher Mcdowall is a registered investment advisor at Aton Financial LLC, based in San Juan, PR, with 28 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 260 clients with $470M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
260 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$469.1M
Fee Structure
Minimum Annual Fee:$1,500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.40% |
| $250K - $500K | 1.30% |
| $500K - $1.0M | 1.15% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
Fees may be negotiated at the Advisor’s discretion.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1590 Ponce De Leon, Suite 206, San Juan, PR, 00926
Get directionsHistory
Regulatory History (7)
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Customer Dispute
January 2019Settled
Customer Dispute
September 2018Settled
Customer Dispute
March 2018Settled
Customer Dispute
February 2016Settled
Customer Dispute
January 2016Settled
Customer Dispute
November 2015Settled
Customer Dispute
August 2015Settled
Employment History
Current Registrations
Aton Financial LLC
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Santander Securities LLCBroker
February 2000 - December 2016 · 16 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1996 - February 2000 · 3 yrs 10 mos
State Registrations1 state
PR
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.