Javier Zengotita
Javier Zengotita is a registered investment advisor at Aton Financial LLC, based in San Juan, PR, with 20 years of industry experience. Javier operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 260 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.40% |
| $250K - $500K | 1.30% |
| $500K - $1.0M | 1.15% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
Fees may be negotiated at the Advisor’s discretion.
Fee Estimator
Location
1590 Ponce De Leon, Suite 206, San Juan, PR, 00926
Get directionsHistory
Regulatory History (7)
Customer Dispute
March 2019Customer Dispute
October 2018Customer Dispute
April 2018Customer Dispute
February 2018Customer Dispute
December 2015Customer Dispute
December 2014Employment Separation After Allegations
October 2013Other Business ActivitiesSells Insurance
Javier is an agent at Smart Insurance Agency, selling fixed insurance and dedicating minimal time to it. He also supervises fast food franchises and deals with sales for a Marco's Pizza franchise, spending about 10-20% of his time on each.
Employment History
Current Registrations
Aton Financial LLC
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Santander Securities LLCBroker
Santander SecuritiesBroker
Oriental Financial Services CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.