Thomas Ren
Thomas Ren is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Roaring River, NC, with 29 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Roaring River, NC
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Regulatory History (2)
Customer Dispute
June 2022Customer Dispute
June 2003Other Business ActivitiesSells Insurance
Thomas owns Bull & Bear Outfitters Inc. focusing on insurance, benefits, and human resources, dedicating a few hours per week. He is also the President of Tommy's Bodacious Foods, but spends no time on it, and an advisory rep of a RIA, spending nearly full-time on it. Finally, Thomas leads the finance committee at his church, spending a few hours per week.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Crown Capital Securities, L.P.Broker
Crown Capital Securities, L.P.
Securities America Advisors, INC.
Securities America, INC.Broker
Sunset Financial Services, INC.
Sunset Financial Services, INC.Broker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Washington Square Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.