Lori Ralston is a registered investment advisor at Morgan Stanley, based in Lutherville, MD, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2330 West Joppa Road, Suite 255, Lutherville, MD, 21093
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2025 - Present · 1 yr
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
December 2006 - October 2008 · 1 yr 10 mos
Securities America, INC.Broker
September 2006 - September 2006 · 0 mos
Mercantile Brokerage Services, INC.Broker
December 2004 - June 2005 · 6 mos
Mercantile Securities, INC.Broker
March 2004 - December 2004 · 9 mos
Raymond James Financial Services, INC.Broker
January 2002 - October 2003 · 1 yr 9 mos
Essex National Securities, INC.Broker
April 2001 - October 2001 · 6 mos
First Capital Brokerage Services, INC.Broker
September 2000 - April 2001 · 7 mos
Dean Witter Reynolds INC.Broker
June 1999 - September 2000 · 1 yr 3 mos
First Maryland Brokerage CorporationBroker
April 1996 - July 1998 · 2 yrs 3 mos
State Registrations40 states
AZCACOCTDCDEFLGAHIIAILINKYLAMAMDMEMIMNMOMSNCNHNJNMNYOHORPARISCTNTXVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.