Michael Garcia
Michael Garcia is a registered investment advisor at Viaquest Advisors LLC, based in Houston, TX, with 29 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 234 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.5M | 0.80% |
| $2.5M - $5.0M | 0.70% |
| $5M+ | 0.70% |
Fees are negotiable for accounts over $5,000,000. Accounts may be aggregated at the household level to determine blended pricing. The advisory fee will not exceed 1.00% annually.
Fee Estimator
Location
17225 El Camino Real, Suite 250, Houston, TX, 77058
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2014Other Business ActivitiesSells Insurance
Michael is a licensed insurance agent through various insurance carriers since December 2024. This activity takes minimal time and occurs during securities trading hours.
Employment History
Current Registrations
Viaquest Advisors LLC
Previous Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Arbor Point Advisors
Securities America, INC.Broker
Sws Financial Services, INC.
Sws Financial Services, INC.Broker
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.