Gary Richmond is a registered investment advisor at Spc, based in Troy, MI, with 29 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
2265 Livernois Rd, Ste 400, Troy, MI, 48083
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2019Other Business ActivitiesSells Insurance
Gary is an insurance agent/representative selling fixed insurance products since 2010, dedicating about 10-20% of his time to this activity. He also co-owns family farmland and serves as Church President, dedicating minimal time to each.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Mutual Service CorporationBroker
Vestax Securities CorporationBroker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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