Raymond Saari
Raymond Saari is a CFP-designated registered investment advisor at LPL Financial LLC, based in Springport, MI, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
157 E Main St, Springport, MI, 49284
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Raymond is the owner of Wohlstand Financial Group, LLC, a business entity for tax/investment purposes, and works full-time there. He also operates under HSB Financial Services, Inc. as a DBA for his LPL business, dedicating full-time hours to this investment-related activity. Raymond also sells non-variable insurance products for Oceanview Life, United Life, and Fidelity & Guaranty Life, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
LPL Financial CorporationBroker
Ifmg Securities, INC.Broker
Financial Network Investment CorporationBroker
Linsco/private Ledger CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.