Paul Koepfer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bradenton, FL, with 53 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Bradenton, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul is the owner of Summit Financial Advisors, an RIA, since 1996. He dedicates full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Summit Financial Advisors
Previous Registrations
Cadaret, Grant & CO., INC.Broker
The O.N. Equity Sales CompanyBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
Banc One Securities CorporationBroker
American Express Service CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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