Paul Koepfer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bradenton, FL, with 52 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bradenton, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul is the owner of Summit Financial Advisors, an RIA, since 1996. He dedicates full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Summit Financial Advisors
Previous Registrations
Cadaret, Grant & CO., INC.Broker
The O.N. Equity Sales CompanyBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
Banc One Securities CorporationBroker
American Express Service CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.