Warren Strauss
Warren Strauss is a registered investment advisor at LPL Financial LLC, based in Bradenton, FL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bradenton, FL
Get directionsHistory
Regulatory History (3)
Criminal
September 2005Regulatory
March 1987Criminal
March 1983Other Business ActivitiesSells Insurance
Warren operates Regent Prime Advisory Services as a DBA for his LPL business, dedicating nearly all of his time to it. He also works as a poll worker, sells non-variable insurance through United American Insurance, and owns Assertive Firearms Team Training, working as a firearms instructor.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Moors & Cabot, INC.Broker
First Albany CorporationBroker
Smith Barney INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Hambrecht & Quist IncorporatedBroker
Dean Witter Reynolds INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.