Shane Chavez is a CFP, ChFC-designated registered investment advisor, based in Parker, CO, with 30 years of industry experience. Shane is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Parker, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shane is a musician, a tax preparer, and an advisory representative of a registered investment advisor. Shane is also an independent insurance agent and sells Medicare insurance, dedicating minimal time to each of these insurance activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
MML Investors Services, INC.Broker
MML Investors Services, INC.
Gwfs Equities, INC.Broker
Hartford Equity Sales Company INC.Broker
Jackson National Life Distributors, INC.Broker
New England SecuritiesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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