AG
CFP
AG
CFP

Andrew Gaber

15 Years of Experience
Parker, CO
BrokerSells Insurance

Andrew Gaber is a CFP-designated registered investment advisor at LPL Financial LLC, based in Parker, CO, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Parker, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew operates under multiple DBAs for his LPL business, dedicating significant time to these investment-related activities. He also works with Long-Term Care Solutions, Inc. selling non-variable insurance and manages Gotham Capital Management for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2018 - Present · 7 yrs 9 mos
LPL Financial LLC
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
February 2013 - September 2018 · 5 yrs 7 mos
Ameriprise Financial Services, INC.Broker
February 2013 - September 2018 · 5 yrs 7 mos
Ameriprise Financial Services, INC.Broker
January 2013 - February 2013 · 1 mo
Thrivent Investment Management INC.
December 2012 - January 2013 · 1 mo
Thrivent Investment Management INC.Broker
June 2010 - January 2013 · 2 yrs 7 mos
State Registrations10 states
AZCACOFLILMONJNMSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Gaber - Financial Advisor | TrueAdvisor