David Chan is a registered investment advisor at Citigroup Global Markets INC., based in Fort Lee, NJ, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Sales, 2071 Lemoine Avenue, 2nd Fl, Fort Lee, NJ, 07024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a 50% owner and officer of Choi Gee Chan Realty Corp, which owns a rental property. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
M&t Securities, INC.Broker
M&t Securities, INC.
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Capital One Investment Services LLCBroker
Capital One Financial Advisors LLC
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Essex National Securities, INC.Broker
Essex National Securities, INC.
PNC Investments
PNC InvestmentsBroker
Wm Financial Services, INC.Broker
PNC InvestmentsBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
PNC Brokerage CORPBroker
H.C. Wainwright & CO., INC.Broker
Bluestone Capital Securities, INC.Broker
Kaufman Bros., L.P.Broker
Weatherly Securities CorporationBroker
Roan Capital Partners L.P.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.