RN
RN
Randall Norden
28 Years of Experience
Bokeelia, FL
1 DisclosureBroker
Randall Norden is a registered investment advisor at Raymond James & Associates, INC., based in Bokeelia, FL, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Bokeelia, FL
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Regulatory History (1)
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Customer Dispute
September 2010Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2010 - Present · 16 yrs 3 mos
Raymond James & Associates, INC.
February 2010 - Present · 16 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2010 - Present · 16 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
July 2000 - March 2010 · 9 yrs 8 mos
UBS Financial Services INC.Broker
January 1998 - March 2010 · 12 yrs 2 mos
State Registrations22 states
ALARAZCACODEFLILINKYMDMINCNMNYOHPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.