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John Zannakis

Raymond James Financial Services Advisors, INC
30 Years of Experience
Allentown, PA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

John Zannakis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Allentown, PA, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4127 Tilghman Street, Allentown, PA, 18104

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Settled
Customer Dispute
March 2009
Settled
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John works as an associate at Fulton Bank focusing on investment sales, and also supports Fulton Financial Advisors in sales, dedicating about half his time to each. Additionally, John works as an agent for Specific Solutions selling and servicing life insurance, spending a few hours per week on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
Wachovia Securities, LLC
November 2002 - September 2007 · 4 yrs 10 mos
Wachovia Securities, LLCBroker
November 2002 - September 2007 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
December 2000 - October 2002 · 1 yr 10 mos
Prudential Securities IncorporatedBroker
December 1996 - December 2000 · 4 yrs
Pruco Securities CorporationBroker
April 1996 - November 1996 · 7 mos
State Registrations30 states
ARAZCACOCTDCDEFLGAHIIAILINKSKYMAMDMEMIMSMTNCNJNYOHPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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