Stephen Frazer
Stephen Frazer is a registered investment advisor at LPL Financial LLC, based in Somerville, NJ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
92 E. Main St., Suite 205, Somerville, NJ, 08876
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2007Other Business ActivitiesSells Insurance
Stephen operates his LPL business under the DBAs Financial Resources and Gladstone Wealth Partners. He also works as an agent selling term and universal life insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
Gwn Securities INC.
Gwn Securities INC.Broker
Ic Advisory Services, INC.
The Investment Center, INC.Broker
LPL Financial LLCBroker
Mellon Securities LLCBroker
Conseco Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.