Stephen Frazer
Stephen Frazer is a registered investment advisor at LPL Financial LLC, based in Somerville, NJ, with 29 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
92 E. Main St., Suite 205, Somerville, NJ, 08876
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2007Other Business ActivitiesSells Insurance
Stephen operates his LPL business under the DBAs Financial Resources and Gladstone Wealth Partners. He also works as an agent selling term and universal life insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
Gwn Securities INC.
Gwn Securities INC.Broker
Ic Advisory Services, INC.
The Investment Center, INC.Broker
LPL Financial LLCBroker
Mellon Securities LLCBroker
Conseco Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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