Thomas Wagner
Thomas Wagner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Somerville, NJ, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1301 Route 28, Somerville, NJ, 08876
Get directionsHistory
Regulatory History (2)
Regulatory
September 1996Criminal
April 1996Other Business Activities
Thomas is involved with Wagner & Associates LLC, providing tax preparation, accounting, and CPA services since 1976, dedicating about half his time. He also owns rental real estate since 2014, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.