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Denise Knight
29 Years of Experience
Mamaroneck, NY
1 DisclosureBroker
Denise Knight is a registered investment advisor at Cetera Investment Advisers LLC, based in Mamaroneck, NY, with 29 years of industry experience. Denise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
875 Mamaroneck Ave, Ste 304, Mamaroneck, NY, 10543
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Regulatory History (1)
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Customer Dispute
March 2007Denied
Other Business Activities
Denise is the owner of Denise M Knight & Associates LLC, which provides tax preparation and financial consulting services. This activity takes Denise nearly full-time hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 1 mo
Cetera Financial Specialists LLCBroker
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
Metlife Securities INC.Broker
November 2006 - January 2013 · 6 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
November 2006 - July 2007 · 8 mos
Jefferson Pilot Securities CorporationBroker
June 1996 - November 2006 · 10 yrs 5 mos
State Registrations17 states
CACTDCFLGAILINMANCNJNVNYPARISCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.