Brian Sullivan
Brian Sullivan is a registered investment advisor at Osaic Institutions, INC., based in Meriden, CT, with 22 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
538 Preston Avenue, Meriden, CT, 06450-4858
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Regulatory History (1)
Customer Dispute
November 2008Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Previous Registrations
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
Infinex Investments, INC.Broker
Essex National Securities, LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Nfb Investment Services CORP.Broker
Greenpoint Securities LLCBroker
Essex National Securities, INC.Broker
M.V.P. Financial LLCBroker
New World Securities, INC.Broker
Island Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.