BS
BS
Brian Sullivan
23 Years of Experience
Lindenhurst, NY
1 DisclosureBroker
Brian Sullivan is a registered investment advisor at Osaic Institutions, INC., based in Lindenhurst, NY, with 23 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
151 E. Sunrise Highway, Lindenhurst, NY, 11757
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008Denied
Employment History
Current Registrations
Osaic Institutions, INC.
June 2023 - Present · 3 yrs 4 mos
Osaic Institutions, INC.Broker
June 2023 - Present · 3 yrs 4 mos
Osaic Institutions, INC.
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
TD Private Client Wealth LLC
September 2022 - May 2023 · 8 mos
TD Private Client Wealth LLCBroker
August 2022 - May 2023 · 9 mos
Infinex Investments, INC.Broker
July 2016 - July 2022 · 6 yrs
Essex National Securities, LLCBroker
June 2009 - July 2016 · 7 yrs 1 mo
Chase Investment Services CORP.
October 2006 - May 2009 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
September 2006 - May 2009 · 2 yrs 8 mos
Nfb Investment Services CORP.Broker
January 2005 - June 2005 · 5 mos
Greenpoint Securities LLCBroker
January 2004 - January 2005 · 1 yr
Essex National Securities, INC.Broker
March 2003 - January 2004 · 10 mos
M.V.P. Financial LLCBroker
October 2002 - February 2003 · 4 mos
New World Securities, INC.Broker
February 1997 - August 1997 · 6 mos
Island Securities, INC.Broker
August 1996 - March 1997 · 7 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Robert Gargiulo, CFPAmeriprise Financial Services, LLC
- Richard Seeger, CFPR. Seeger Wealth Management, LTD
- Marguerite Danaher, CFPAmeriprise Financial Services, LLC