Mark Roberts
Mark Roberts is a ChFC-designated registered investment advisor at Creativeone Securities, LLC, based in Overland Park, KS, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 11,317 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CreativeOne Securities (C1S) offers several investment management options:
- CreativeOne Wealth Platform: Fees range from 0.55% to 2.5% annually, based on the value of your investments. The fee is negotiated, so clients receiving similar services may pay different fees.
- Separately Managed Accounts: Fees are a flat annual fee negotiated with your C1S Representative, based on the time and complexity required to manage your account.
- Client Choice Investment Management: Fees are up to 2.00% annually, based on the daily average value of the assets in your account.
A minimum of $25,000 is required for all management programs, except CreativeOne Wealth, LLC Alpha UMA which requires a minimum of $150,000.
Location
13220 Metcalf Ave, Suite 220, Overland Park, KS, 66213
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2024Customer Dispute
November 2015Employment Separation After Allegations
January 2008Customer Dispute
October 2007Other Business ActivitiesSells Insurance
Mark is the President of Affinity Asset Management, where he also sells insurance, dedicating about half of his time. He is also involved in several other ventures including educational workshops, veterans planning, book sales, tax preparation, and presenting educational materials.
Employment History
Current Registrations
Creativeone Securities, LLCBroker
Creativeone Securities, LLC
Previous Registrations
Creativeone Wealth, LLC
Broker Dealer Financial Services CORP.Broker
Investment Advisors CORP
Cutter & Company, INC.
Cutter & Company, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.