Mariano Pinto
Mariano Pinto is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 29 years of industry experience. Mariano operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Sales, 153 E. 53rd St, New York, NY, 10022
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Regulatory History (2)
Customer Dispute
August 2000Customer Dispute
April 2000Other Business Activities
Mariano works at the Disney Store in New York, NY, handling cash room, sales audit, and sales duties since 1996. This takes about 10-20% of his time outside of securities trading hours.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Citicorp Investment Services
Citicorp Investment ServicesBroker
Dean Witter Reynolds INC.Broker
Americorp Securities, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.