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HB
CFP · ChFC
HB
CFP · ChFC

Harold Beshaw

Rkl Private Wealth
30 Years of Experience
Lancaster, PA
Sells Insurance
View SEC Summary
View SEC Summary

Harold Beshaw is a CFP, ChFC-designated registered investment advisor at Rkl Private Wealth, based in Lancaster, PA, with 30 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 1,050 clients with $2.5B in assets under management.

Rkl Private Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,050 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$2.5B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$20,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual fee of 1.25%. Subject to a minimum annual fee of $20,000. All fees and minimums are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1800 Fruitville Pike, Lancaster, PA, 17601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Harold sells disability insurance and EIAs, dedicating minimal time to each. He is also a director of financial services at Rotz & Stonesifer Financial Services, LLC, which is a full-time commitment.

Employment History
Current Registrations
Rkl Private Wealth
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - December 2021 · 2 yrs 2 mos
Avantax Advisory Services
October 2019 - December 2021 · 2 yrs 2 mos
1st Global Capital CORP.Broker
August 2012 - October 2019 · 7 yrs 2 mos
1st Global Advisors INC
August 2012 - October 2019 · 7 yrs 2 mos
LPL Financial LLCBroker
August 2011 - August 2012 · 1 yr
LPL Financial LLC
August 2011 - August 2012 · 1 yr
Invest Financial Corporation
August 2010 - July 2011 · 11 mos
Invest Financial CorporationBroker
August 2010 - July 2011 · 11 mos
M&t Securities, INC.Broker
March 2005 - August 2010 · 5 yrs 5 mos
PNC Investments
January 2004 - March 2005 · 1 yr 2 mos
PNC InvestmentsBroker
January 2004 - March 2005 · 1 yr 2 mos
Hilliard Lyons Asset Management
September 2002 - January 2004 · 1 yr 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
September 2002 - January 2004 · 1 yr 4 mos
AXA Advisors, LLC
August 2002 - September 2002 · 1 mo
AXA Advisors, LLCBroker
February 1997 - September 2002 · 5 yrs 7 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1997 - January 2000 · 2 yrs 11 mos
John Hancock Distributors, INC.Broker
May 1996 - January 1997 · 8 mos
John Hancock Mutual Life Insurance CompanyBroker
May 1996 - January 1997 · 8 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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