JD
JD

John Delaney

29 Years of Experience
Naples, FL
BrokerSells Insurance

John Delaney is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Naples, FL, with 29 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

4501 Tamiami Trl N, Ste 418, Naples, FL, 34103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a 33% owner of DDN Partnership, a legal entity, dedicating minimal time to this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2008 - Present · 17 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
June 1996 - Present · 29 yrs 11 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 2001 - January 2002 · 1 yr
State Registrations11 states
AZCACTFLMANHNVNYOHVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.